| Sales Department |
| 312.346.9600 |
| sales@sterlingtrader.com |
| General Information |
| info@sterlingtrader.com |
| Support Center |
| 312.346.9600 x290 |
| support@sterlingtrader.com |
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Regulation |
The degree of regulatory scrutiny and oversight faced by trading firms and financial institutions today has never been greater. This increased regulatory scrutiny has resulted in the greatly expanded reporting responsibilities that firms are now obligated to comply with. To assist our clients in fulfilling these responsibilities, and to ease some of this burdensome worry and concern, Sterling Trader® provides firms with a wide range of standard and customizable reports designed to comply with these daily trade reporting and regulatory requirements. |
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OATS |
| Sterling Trader® offers OATS (Order Audit Trail System) reporting to all of our clients. Sterling Trader® has successfully discharged OATS reporting requirements for our clients since 2003. | |
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Standard Reports |
Our reports can be modified to integrate easily into your existing clearing system. You'll have accurate reporting of all trading activity so you can minimize trade breaks, respond to regulatory inquiries, and reconcile client positions. |
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